Expert Witness 56944
Corporate Governance
Out of State, Michigan
Bachelor, Carnegie Mellon University
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Business law has been the foundation of this expert's career for more than 15 years, combining legal analysis with executive leadership and financial expertise. His practice focuses on corporate governance, securities regulation, fiduciary responsibilities, regulatory compliance, entrepreneurship, and the legal and economic principles that influence market behavior, asset valuation, and capital formation. He also analyzes how laws, regulations, and public policy contribute to or mitigate market distortions affecting financial, human, and social capital, with additional scholarly and practical expertise in crowdfunding, corporate finance, and emerging business models. In addition to his consulting work, he has prior experience serving as an expert witness.
His educational background reflects an interdisciplinary approach to business and law. He earned a Juris Doctor, two Master of Business Administration degrees with concentrations in Finance and Business Administration, a Master of Education in Law and Economics, and a bachelor's degree in History and Spanish. He has also held academic appointments teaching business law, corporate finance, entrepreneurship, managerial economics, and business ethics while authoring numerous peer-reviewed publications on corporate governance, securities regulation, finance, entrepreneurship, cybersecurity, crowdfunding, cryptocurrencies, and law and economics.
Throughout his career, he has served in executive leadership positions as general counsel, chief legal and compliance officer, interim chief financial officer, executive vice president, and managing member for organizations in the financial services, investment management, technology, and private equity sectors. His responsibilities have included advising boards of directors and executive management on corporate governance, mergers and acquisitions, securities compliance, enterprise risk management, fiduciary obligations, contract negotiation, and strategic business planning. He also managed a multibillion-dollar special situations investment portfolio while serving in senior legal and compliance leadership for registered investment adviser, investment company, and broker-dealer entities. Additionally, he has served on public company boards of directors and official creditors' committees, providing oversight of governance, audit, compensation, restructuring, and regulatory compliance matters while applying his legal and financial expertise to complex commercial issues.
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Tags:
Corporate Finance
Business mergers
Private equity funds