With more than 25 years of experience in internal auditing and regulatory compliance, this professional provides consulting and subject-matter expertise in matters involving audit program performance, internal control structures, and adherence to banking regulations. Their background includes extensive consulting work supporting evaluation of risk management practices, audit methodologies, and compliance programs within financial institutions, including those governed by the U.S. Patriot Act.

Their work encompasses BSA/AML auditing, compliance reviews, and the evaluation of audit programs across lending, operational, and financial functions. Key areas of expertise include SOX program management and implementation, FDICIA auditing, and risk assessment development, as well as commercial and residential lending audits and mortgage-related reviews. Responsibilities have included revising and standardizing audit methodologies, presenting audit findings to senior management and audit committees, and facilitating business risk assessments tied to regulatory expectations and internal governance.

Holding a bachelor’s degree in accounting and finance, this expert is also a Certified Anti-Money Laundering Specialist (CAMS) and a Certified Internal Control Auditor (CICA). In leadership capacities, this expert has served as an associate director, partner, and managing director, overseeing audit practices, managing large-scale engagements, and contributing to the development of firm-wide audit standards. Their professional affiliations include the Institute of Internal Auditors, the New York Bankers Association, the Institute of International Bankers, and the New York League of Independent Bankers, reflecting continued involvement in regulatory and industry standards.